Licensed Assistant to Financial Advisor

Mokena IL

20 May, 2021

2:27 PM

Description

Series 7, 66 (or 63/65), Life and Health Insurance or 5 years experience at an Investment Company/Broker Dealer Setting appointments with existing clients and fielding incoming calls as needed. Meeting preparation and follow up of transactions/client needs. Filing paperwork and keeping pending business organized. Forming client relationships while practicing consistent customer service. Once COVID allows it, planning and managing client events. Assisting the practice (two Financial Advisors, and one retiring Financial Advisor) organized during an upcoming transition over an expected busy summer. Client confidentiality and compliance are a high priority of the team and additional team members are held to the same standard. There are no sales or production requirements, this is a support role. There is a full background and credit check required. Availability & Benefits: Part- time, Monday – Friday (not needed every day), start and end times are flexible and based on your availability. No holidays. No weekends with the exception of a client event when possible. Splitting time between working from home and the office is a possibility after training period is completed. This is a 1099 (as opposed to a W2) position. No cold calling is required or done in the practice. Send your resume to: Teresa Rivera [email protected]